§ 31-5604.03. Additional exemptions.

Current through October 23, 2012

The Commissioner may, by rule or order, exempt any other security or transaction or class of securities or transactions from § 31-5603.01, § 31-5603.07, or § 31-5604.05. The Commissioner may, by rule or order, adopt a limited offering transactional exemption that will further the objectives of compatibility with the exemptions from securities registration under the Securities Act of 1933 and uniformity among the states.

                
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(Oct. 26, 2000, D.C. Law 13-203, § 403, 47 DCR 7837.)

HISTORICAL AND STATUTORY NOTES

Legislative History of Laws

For Law 13-203, see notes following § 31-5601.01.