§ 31-5603.01. Registration requirement.

Current through October 23, 2012

No person shall offer or sell a security in the District unless the security is registered under this chapter, the security or transaction is exempt under § 31-5604.01 or § 31-5604.02, or the security is a federal covered security.

                
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(Oct. 26, 2000, D.C. Law 13-203, § 301, 47 DCR 7837.)

HISTORICAL AND STATUTORY NOTES

Legislative History of Laws

For Law 13-203, see notes following § 31-5601.01.

Miscellaneous Notes

Section 806 of D.C. Law 13-203 provides: "Titles III and IV shall apply as of June 1, 2001."