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Current through October 23, 2012
(Mar. 17, 1993, D.C. Law 9-216, § 2, 40 DCR 37; May 21, 1997, D.C. Law 11-268, § 10(b)(1), 44 DCR 1730; Mar. 24, 1998, D.C. Law 12-81, § 6, 45 DCR 745; Oct. 26, 2000, D.C. Law 13-203, § 804(a), 47 DCR 7837.)
HISTORICAL AND STATUTORY NOTES
Prior Codifications
1981 Ed., § 2-2631.
Legislative History of Laws
Law 9-216, the "Investment Advisers Act of 1992," was introduced in Council and assigned Bill No. 9-495, which was referred to the Committee on Public Services. The Bill was adopted on first and second readings on November 4, 1992, and December 1, 1992, respectively. Signed by the Mayor on December 21, 1992, it was assigned Act No. 9-345 and transmitted to both Houses of Congress for its review. D.C. Law 9-216 became effective on March 17, 1993.
Law 11-268, the "Department of Insurance and Securities Regulation Establishment Act of 1996," was introduced in Council and assigned Bill No. 11- 415, which was referred to the Committee on Consumer and Regulatory Affairs. The Bill was adopted on first and second readings on November 7, 1996, and December 3, 1996, respectively. Signed by the Mayor on December 30, 1996, it was assigned Act No. 11-524 and transmitted to both Houses of Congress for its review. D.C. Law 11-268 became effective on May 21, 1997.
Law 12-81, the "Technical Amendments Act of 1998," was introduced in Council and assigned Bill No. 12-408, which was referred to the Committee of the Whole. The Bill was adopted on first and second readings on November 4, 1997, and December 22, 1997, respectively. Signed by the Mayor on December 22, 1997, it was assigned Act No. 12-246 and transmitted to both Houses of Congress for its review. D.C. Law 12-81 became effective on March 24, 1998.
Law 13-203, the "Securities Act of 2000," was introduced in Council and assigned Bill No. 13-678, which was referred to the Committee on Consumer and Regulatory Affairs. The Bill was adopted on first and second readings on June 26, 2000, and July 11, 2000, respectively. Signed by the Mayor on August 11, 2000, it was assigned Act No. 13-436 and transmitted to both Houses of Congress for its review. D.C. Law 13-203 became effective on October 26, 2000.
