Article 8. Investment Securities.


Part 1. Short Title and General Matters. Back to Top
§ 28:8-101. Short title.
§ 28:8-102. Definitions.
§ 28:8-103. Rules for determining whether certain obligations and interests are securities or financial assets.
§ 28:8-104. Acquisition of security or financial asset or interest therein.
§ 28:8-105. Notice of adverse claim.
§ 28:8-106. Control.
§ 28:8-107. Whether indorsement, instruction, or entitlement order is effective.
§ 28:8-108. Warranties in direct holding.
§ 28:8-109. Warranties in indirect holding.
§ 28:8-110. Applicability; choice of law.
§ 28:8-111. Clearing corporation rules.
§ 28:8-112. Creditor's legal process.
§ 28:8-113. Statute of frauds inapplicable.
§ 28:8-114. Evidentiary rules concerning certificated securities.
§ 28:8-115. Securities intermediary and others not liable to adverse claimant.
§ 28:8-116. Securities intermediary as purchaser for value.
Part 2. Issue and Issuer. Back to Top
§ 28:8-201. "Issuer".
§ 28:8-202. Issuer's responsibility and defenses; notice of defect or defense.
§ 28:8-203. Staleness as notice of defect or defense.
§ 28:8-204. Effect of issuer's restriction on transfer.
§ 28:8-205. Effect of unauthorized signature on security certificate.
§ 28:8-206. Completion or alteration of security certificate.
§ 28:8-207. Rights and duties of issuer with respect to registered owners.
§ 28:8-208. Effect of signature of authenticating trustee, registrar, or transfer agent.
§ 28:8-209. Issuer's lien.
§ 28:8-210. Overissue.
Part 3. Transfer of Certificated and Uncertificated Securities. Back to Top
§ 28:8-301. Delivery.
§ 28:8-302. Rights of purchaser.
§ 28:8-303. Protected purchaser.
§ 28:8-304. Indorsement.
§ 28:8-305. Instruction.
§ 28:8-306. Effect of guaranteeing signature, indorsement, or instruction.
§ 28:8-307. Purchaser's right to requisites for registration of transfer.
Part 4. Registration. Back to Top
§ 28:8-401. Duty of issuer to register transfer.
§ 28:8-402. Assurance that indorsement or instruction is effective.
§ 28:8-403. Demand that issuer not register transfer.
§ 28:8-404. Wrongful registration.
§ 28:8-405. Replacement of lost, destroyed, or wrongfully taken security certificate.
§ 28:8-406. Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
§ 28:8-407. Authenticating trustee, transfer agent, and registrar.
§ 28:8-408. Statements of uncertificated securities.
Part 5. Security Entitlements. Back to Top
§ 28:8-501. Securities account; acquisition of security entitlement from securities intermediary.
§ 28:8-502. Assertion of adverse claim against entitlement holder.
§ 28:8-503. Property interest of entitlement holder in financial asset held by securities intermediary.
§ 28:8-504. Duty of securities intermediary to maintain financial asset.
§ 28:8-505. Duty of securities intermediary with respect to payments and distributions.
§ 28:8-506. Duty of securities intermediary to exercise rights as directed by entitlement holder.
§ 28:8-507. Duty of securities intermediary to comply with entitlement order.
§ 28:8-508. Duty of securities intermediary to change entitlement holder's position to other form of security holding.
§ 28:8-509. Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
§ 28:8-510. Rights of purchaser of security entitlement from entitlement holder.
§ 28:8-511. Priority among security interests and entitlement holders.
Part 6. Transitional Provisions. Back to Top
§ 28:8-601. Savings clause.